Registration Form | Company

This form is to be completed by you to register as an investor, and apply for Cash Units, in the AUS Finance Group Investment Trust (the Trust) via the TierONE Capital Mortgage Fund (the Fund).

I have read and understood the registration notices located here. *

By completing and submitting this form, I confirm I have read and understood the Information Memorandum for the fund. *

Are you completing this form on behalf of an Investor? For example: as their accountant, assistant or financial advisor? *

YesNo

Are you a registered Authorised Representative with TierONE Capital? *

YesNo

Authorised Representative details:

Company *

First name *

Last name *

Email *

Your details:

Company *

First name *

Last name *

Email *

Mobile phone country code *

Mobile phone number *

We will need all company directors to sign this form. If you are an Advisor, we recommend that you:

Complete this form on behalf of your client, aside from the last section "Complete your registration"
Click "Save and Complete Later" to generate a URL
Email the URL to "Director 1" to review, sign and submit
Once "Director 1" has signed and submitted the form, we will organise the form to be signed by the other directors (if applicable)

PLEASE NOTE: The Advisor listed above will be the main contact point for TierONE Capital should there be any queries regarding this registration form or the operation of the account.

Company details

This registration form is for a Company registration:

Companies with a sole director: Fill in your details as "Director 1"
Companies with multiple directors: Fill in your details as "Director 1", and provide the requested information for the remaining directors. We will require all directors to sign this registration form. Once you have submitted this form, we will email the other directors with a link to complete the signing process.

PLEASE NOTE: The individual listed below as "Director 1" will be the main contact point for TierONE Capital should there be any queries regarding this registration form or the operation of the account.

Is the company incorporated overseas? *

YesNo

Only companies incorporated in Australia can invest with TierONE Capital.

Please contact our Investment Services team via info@tieronecapital.com.au to explore your options for investing with us.

Company name *

Company type *

ACN *

Does this company have an ABN? *

YesNo

ABN *

Company registered address

Registered address *

Suburb *

State *

Postcode *

Country *

Is this also your principal place of business? *

YesNo

Company business address

Business address *

Suburb *

State *

Postcode *

Country *

Wholesale investor declaration

To apply, you must be a wholesale investor. You can demonstrate that you are a wholesale investor by providing an Accountant’s Certificate stating your eligibility with reference to meeting gross income or net asset criteria. The certificate(s) should be in the name of the person(s) or entity to whom the offer is made. Each certificate should refer to Chapter 7 of the Corporations Act. If you do not have an Accountant's Certificate on hand, you can continue to complete this form and we will be in touch to get a copy to finalise your registration.

You may also demonstrate your wholesale investor status if you are a professional investor (as defined in the Corporations Act 2001). If you are a professional investor, you can complete and upload a Professional Investor declaration (available on request) instead of an Accountant’s Certificate.

Please contact TierONE Capital to discuss other qualification methods if required.

Are you a wholesale investor? *

YesNo

Upload your Accountant's Certificate or Professional Investor declaration

Browse

Only wholesale investors can invest.

Please contact TierONE Capital via 1800 287 346 or info@tieronecapital.com.au to explore your options.

Source of investment funds: We collect this information as part of fulfilling our obligations under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006.

Primary source *

"Other" *

Tax information

It is not compulsory to quote your tax file number (TFN). However, if you do not quote your TFN, tax will be deducted from any income or distributions at the highest marginal tax rate. We must also ask you whether you lodge a tax return in a country outside Australia, and collect your tax identification number (TIN), where you have one. The Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) are regulatory requirements that we must comply with. Information that we gather about your tax status is reported to the Australian Taxation Office (ATO) and in turn to global tax authorities.

Where does the company lodge its tax return? *

Company tax file number

Company tax identification number

Does the company lodge tax returns in another country? *

YesNo

Which country? *

Company tax identification number

Financial institution: Refer to your accountant or the Australian Taxation Office's website if you are unsure if the company is a "financial institution".

Is this company a financial institution? *

YesNo

Company typeRefer to your accountant if you are unsure of which classification to choose.

Global Intermediary Identification Number (GIIN)

Financial institution type *

Company director(s)

Director 1

First name *

Middle name(s)

Last name *

Date of birth *

Mobile phone country code *

Mobile phone number *

Email *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Receive a text message to your mobile phone, where you will be given instructions to verify your ID document and identity (preferred option)Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Add another director? *

YesNo

Director 2

First name *

Middle name(s)

Last name *

Date of birth *

Mobile phone country code *

Mobile phone number *

Email *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Receive a text message to your mobile phone, where you will be given instructions to verify your ID document and identity (preferred option)Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Add another director? *

YesNo

Director 3

First name *

Middle name(s)

Last name *

Date of birth *

Mobile phone country code *

Mobile phone number *

Email *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Receive a text message to your mobile phone, where you will be given instructions to verify your ID document and identity (preferred option)Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Add another director? *

YesNo

Director 4

First name *

Middle name(s)

Last name *

Date of birth *

Mobile phone country code *

Mobile phone number *

Email *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Receive a text message to your mobile phone, where you will be given instructions to verify your ID document and identity (preferred option)Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Add another director? *

YesNo

Director 5

First name *

Middle name(s)

Last name *

Date of birth *

Mobile phone country code *

Mobile phone number *

Email *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Receive a text message to your mobile phone, where you will be given instructions to verify your ID document and identity (preferred option)Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

If the company has more than five directors, submit the form as it is, and contact us at info@tieronecapital.com.au to let us know the details of the additional directors.

Company shareholder(s) and/or beneficial owner(s)

We are required to collect information on beneficial owners to meet Anti-Money Laundering and Counter-Terrorism Financing Act (AML/CTF), Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) regulatory requirements. Information that we gather about your tax status is reported to the Australian Taxation Office (ATO) and in turn to global tax authorities.

Please list all beneficial owners who own or control more than 25% of the company. There may be more than one. This can be directly (such as through shareholdings) or indirectly (such as through another company’s ownership or through a bank or broker). ‘Controls’ in this case means having the power to make decisions about the entity’s finances and operations.

If your company has a complex structure and you are not quite sure how to answer this question, contact us on 1800 287 346 or info@tieronecapital.com.au and we can guide you in the right direction.

Beneficial owner 1

First name *

Middle name(s)

Last name *

Is this person also a Director listed above? *

YesNo

Date of birth *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Beneficial owner's tax residency *

Tax identification number

Are tax returns lodged in another country? *

YesNo

Which country? *

Tax identification number

Add another beneficial owner? *

YesNo

Beneficial owner 2

First name *

Middle name(s)

Last name *

Is this person also a Director listed above? *

YesNo

Date of birth *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Beneficial owner's tax residency *

Tax identification number

Are tax returns lodged in another country? *

YesNo

Which country? *

Tax identification number

Add another beneficial owner? *

YesNo

Beneficial owner 3

First name *

Middle name(s)

Last name *

Is this person also a Director listed above? *

YesNo

Date of birth *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Beneficial owner's tax residency *

Tax identification number

Are tax returns lodged in another country? *

YesNo

Which country? *

Tax identification number

Add another beneficial owner? *

YesNo

Beneficial owner 4

First name *

Middle name(s)

Last name *

Is this person also a Director listed above? *

YesNo

Date of birth *

Residential address *

Suburb *

State *

Postcode *

Country *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

Beneficial owner's tax residency *

Tax identifcation number

Are tax returns lodged in another country? *

YesNo

Which country? *

Tax identification number

Add another beneficial owner? *

YesNo

Beneficial owner 5

First name *

Middle name(s)

Last name *

Is this person also a Director listed above? *

YesNo

Date of birth *

Residential address *

Suburb *

We must verify your identity as part of our obligations under Australian anti-money laundering (AML) law. Select a method: *

Provide your driver's licence details in this formExisting TierONE Capital investorHave our team contact you to discuss another approach

Driver's licence number *

Card number *

Driver's licence - issuing state *

Upload a copy of the front and back of your driver's licence *

Browse

State *

Postcode *

Country *

Beneficial owner's tax residency *

Tax identifcation number

Are tax returns lodged in another country? *

YesNo

Which country? *

Tax identification number

If the company has more than five beneficial owners, submit the form as it is and contact us at info@tieronecapital to let us know the details of the additional beneficial owners.

Banking details

Please provide your bank account details, which will be used for payments when you elect to redeem funds. Payments can only be made to an account held in the name of the investor.

Bank country *

AustraliaOverseas

Account name *

BSB *

Bank account number *

Account name *

Swift code *

Bank account number *

Country *Contact us if you cannot find the required country in this list.

Politically exposed persons

A politically exposed person (PEP) is an individual who holds a prominent public position or role in a government body or international organisation, either in Australia or overseas. Are any of the individuals listed in this registration form a PEP, or an immediate family member or close associate of a PEP? *

YesNo

List the name(s) of the individual(s) and details of the nature of position, role or relationship *

Investor Portal and communications

Investor Portal

Those with access to the Investor Portal will be able to:

Pledge for investment opportunities
Withdraw funds from your Cash Unit Account
See your Cash Unit Account balance
See the details of your investments

Communications

Those who receive email communications from us will be notified of:

New investment opportunities
Updates of pledges made for investments
Confirmation of investments

For the purposes of data security, the email address (username) and mobile phone number linked to your profile (as provided above) must be unique and not duplicated with anyone else who may have, now or in the future, access to the Investor Portal.

Director 1

Access requirements *

Investor Portal access and email communicationsEmail communications onlyNo Investor Portal access and no emails

Director 2

Access requirements *

Investor Portal access and email communicationsEmail communications onlyNo Investor Portal access and no emails

Director 3

Access requirements *

Investor Portal access and email communicationsEmail communications onlyNo Investor Portal access and no emails

Director 4

Access requirements *

Investor Portal access and email communicationsEmail communications onlyNo Investor Portal access and no emails

Director 5

Access requirements *

Investor Portal access and email communicationsEmail communications onlyNo Investor Portal access and no emails

Accountant details

Accountant first name

Accountant last name

Accountant company name

Accountant email

How did you hear about TierONE Capital? *

Complete your registration

Please read the below statements carefully. If you do not agree with these declarations, you should not proceed with this registration.

I declare that the information given in this form is true and correct.
I have read and agreed to the registration notices located here.
I declare that I have the legal capacity and power to make an investment in the AUS Finance Group Investment Trust (the Trust).
- If signing as trustee or on behalf of a superannuation fund or trust, I confirm I am acting in accordance with my designated powers and authority under the constituent trust deed. In the case of superannuation funds, I also confirm that the fund is a complying fund under the Superannuation Industry (Supervision) Act 1993 (Cth).
- If signing as sole director and secretary on behalf of a company, I confirm I am the sole director and secretary of the company.
- If signing as an authorised representative of an investor, I agree and confirm that the representations, warranties, covenants, releases and indemnities made in this declaration by me are made on behalf of myself and the investor and will bind myself and the investor jointly and severally. I have all requisite power and authority from the investor to execute and perform the obligations under the Fund's Information Memorandum and will provide TierONE Capital any information reasonably requested by it or required by any applicable law or regulation with respect to the investor.
I declare and confirm that I am a Wholesale Investor and I agree to provide such information as may be reasonably required to verify that I am a Wholesale Investor.
I agree to keep confidential any information, including investment information, personally identifiable information and sensitive information, accessed by me in connection with the Investor Portal.
I acknowledge that the repayment of capital, the payment of income or the performance of an investment are NOT guaranteed by AUS Finance Group, TierONE Capital, or any other entity related to these companies.
I acknowledge that any investment in the Trust is subject to investment risk including possible delays in repayment and loss of income and capital invested.
I acknowledge that TierONE Capital and AUS Finance Group reserve the right to accept or reject this application for registration in their absolute discretion.
I agree to receive information on products and services offered by TierONE Capital.
I confirm I have provided in this form all information about the countries in which I lodge tax returns.
I confirm that TierONE Capital, AUS Finance Group, and the administrator of the Trust are authorised to accept and act upon any instructions, in respect of this application and the units to which it relates, given by me in this form and through the online Investor Portal.
I understand that should this registration be accepted by TierONE Capital, that the people indicated in the access requirements noted above will be provided a unique login and password to access the corresponding account in the Investor Portal.
I have read and understood TierONE Capital’s Website Terms and Conditions (located here) and subject to the terms of the Website Terms and Conditions, I understand that I am responsible for the security of my account and the confidentiality of my password. TierONE Capital, AUS Finance Group, and the administrator of the Trust may rely conclusively upon and shall incur no liability in respect of any action taken upon any notice, consent, request, instruction, or other instrument believed, in good faith, to be genuine.

I agree to the above statements *

Director 1: Please sign below *

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Thank you for completing this registration form! After you have signed, please submit the form. We will email the other Directors, if any, and have them review and sign the form.

I agree to the above statements *

Director 2: Please sign below *

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I agree to the above statements *

Director 3: Please sign below *

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I agree to the above statements *

Director 4: Please sign below *

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I agree to the above statements *

Director 5: Please sign below *

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